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Lunch & Learn: Anti-Money Laundering Controls and Compliance
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Lunch & Learn: Anti-Money Laundering Controls and Compliance

Past Event | July 2013 | Click here to view presentation materials

Closing your Financial Institution’s AML Compliance Gap

After a hiatus, driven in part by the mortgage crisis, banking regulators have resumed their focus on the enforcement of Anti-Money Laundering requirements.

In a discussion led by industry experts in the areas of AML compliance, we took a closer look at how you can integrate the following proactive defense strategies as a part of your organizations overall regulatory compliance strategy.

  • Keys to implementing an enterprise-wide, gap-free compliance strategy
  • FINRA implications for your institution’s AML compliance plan
  • Security infrastructure assessment and design strategies
  • AML impact on technology solutions to standard business practices
  • Effective Gap Assessment techniques to ensure enterprise-wide compliance of bank holding companies

Offered in conjunction with Watkins Meegan, ACA Compliance, and Arnold & Porter LLP.

Posted in Compliance Posts Banking, Watkins Events
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