Watkins Consulting provides expert opinions and evaluations on compliance policies and procedures and corrective action on regulatory matters. We provide forensic analysis of compliance programs and can develop and assist in the implementation of compliance risk management strategies. Our team has expertise in the full range of Financial Institution regulations, and has unique skills in Bank Secrecy Act and Anti-Money Laundering issues.

Watkins experienced staff and industry partners can immediately step into complex projects that require insight into relationships regulations, business practices, and accurate accounting. Watkins has a proven track record of contributing excellent value to government, government entities, and private business when providing consulting services in both initial and follow-up compliance audits.

Watkins can conduct procedures in order validate regulatory compliance. During a compliance validation engagement, our compliance experts will conduct a formal process to determine if a required course of action is being fully and efficiently implemented.

We will review operational procedures to ensure the process is operating as intended. During this review, our analysts will evaluate whether the regulatory and/or stated objectives are being met.

We will evaluate the output of each process to determine if it is producing the expected results. Any deviations will be documented and researched. Our team can assist with modifications in order to correct these deficiencies.

We will retain and catalog documentation through out the engagement. Watkins’ written reports can serve as evidence of compliance and validation.